Document

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): April 24, 2018
 
NRG YIELD, INC.
(Exact name of Registrant as specified in its charter)
 
Delaware
 
001-36002
 
46-1777204
(State or other jurisdiction of
incorporation)
 
(Commission File Number)
 
(IRS Employer Identification
No.)
 
804 Carnegie Center, Princeton, New Jersey 08540
(Address of principal executive offices, including zip code)
 
(609) 524-4500
(Registrant’s telephone number, including area code)
 
N/A
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company     o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o









Item 5.07 Submission of Matters to a Vote of Security Holders.
NRG Yield, Inc. (the "Company") held its Annual Meeting of Stockholders on April 24, 2018 in Princeton, New Jersey.  Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.
 
(a) Proposal 1 – Election of seven directors
 
Name
 
Votes For
 
Withheld
 
Broker Non-Votes
 
Mauricio Gutierrez
 
59,554,662
 
10,363,130
 
5,417,150
 
John F. Chlebowski
 
68,417,554
 
1,500,238
 
5,417,150
 
Kirkland B. Andrews
 
59,464,546
 
10,453,246
 
5,417,150
 
John Chillemi
 
59,463,724
 
10,454,068
 
5,417,150
 
Brian R. Ford
 
68,459,457
 
1,458,335
 
5,417,150
 
Ferrell P. McClean
 
68,437,840
 
1,479,952
 
5,417,150
 
Christopher S. Sotos
 
60,228,478
 
9,689,314
 
5,417,150
 
 
With respect to the foregoing Proposal 1, all seven directors were elected and each received a plurality of the votes cast at the Annual Meeting.

(b) Proposal 2 — Advisory vote on the compensation of the Company’s named executive officers
 
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
 
63,817,792
 
6,036,127
 
63,872
 
5,417,151
 
 
The foregoing Proposal 2 was approved.

(c) Proposal 3 – Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the 2018 fiscal year
 
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
 
75,077,983
 
194,588
 
62,371
 
 

The foregoing Proposal 3 was approved.

 

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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
NRG Yield, Inc.
 
(Registrant)
 
 
 
By:
/s/ Brian E. Curci
 
 
Brian E. Curci
 
 
Corporate Secretary
 
 
Dated:  April 27, 2018


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