SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Plotkin Chad

(Last) (First) (Middle)
CLEARWAY ENERGY, INC.
300 CARNEGIE CENTER, SUITE 300

(Street)
PRINCETON NJ 08540

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Clearway Energy, Inc. [ NYLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class C Common Stock, par value $.01 per share 09/04/2018 A 635 A (1) 26,043(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.
2. Includes 3,354 dividend equivalent rights that may only be settled in Class C Common Stock.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Michael A. Brown, by Power of Attorney 09/06/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
                                 August 16, 2018

                               POWER OF ATTORNEY

      KNOW  ALL  BY  THESE PRESENTS, that the undersigned hereby constitutes and
appoints  each  of Christopher S. Sotos, Kevin P. Malcarney and Michael A. Brown
signing  singly,  the  undersigned's  true  and  lawful attorney-in-fact to: (i)
execute  for  and on behalf of the undersigned, in the undersigned's capacity as
an  officer  and/or director and/or owner of greater than 10% of the outstanding
Common  Stock  of NRG Yield, Inc., a Delaware corporation (the "Company"), Forms
3,  4,  and 5 in accordance with Section 16(a) of the Securities Exchange Act of
1934  and  the rules thereunder; (ii) do and perform any and all acts for and on
behalf  of  the  undersigned which may be necessary or desirable to complete and
execute  any  such  Form  3,  4,  or 5 and timely file such form with the United
States  Securities  and  Exchange  Commission  and any stock exchange or similar
authority,  including  the  New  York  Stock  Exchange; and (iii) take any other
action  of  any  type  whatsoever in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best interest of,
or  legally required by, the undersigned, it being understood that the documents
executed  by such attorney-in-fact on behalf of the undersigned pursuant to this
Power  of  Attorney  shall  be  in  such  form  and shall contain such terms and
conditions  as  such  attorney-in-fact  may  approve  in such attorney-in-fact's
discretion.

      The undersigned hereby grants to each such attorney-in-fact full power and
authority  to  do  and perform any and every act and thing whatsoever requisite,
necessary,  or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could  do  if personally present, with full power of substitution or revocation,
hereby  ratifying  and confirming all that such attorney-in-fact's substitute or
substitutes,  shall  lawfully  do or cause to be done by virtue of this power of
attorney  and  the  rights  and  powers  herein granted. Each of the undersigned
acknowledges  that  the foregoing attorneys-in-fact, in serving in such capacity
at  the  request  of  the  undersigned,  are  not  assuming,  nor is the Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934.

      This  Power  of  Attorney  shall remain in full force and effect until the
undersigned  is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's  holdings of and transactions in securities issued by the Company,
unless  earlier revoked by each of the undersigned in a signed writing delivered
to the foregoing attorneys-in-fact.

      IN  WITNESS WHEREOF, the undersigned have caused this Power of Attorney to
be executed as of date first written above.

                                       /s/ Chad Plotkin
                                       -------------------
                                       Chad Plotkin